Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas John Casagrande | 4288486 | 1 | 11/18/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Larry James Wilbur | 1056346 | 1 | 12/10/2009 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Eric Todd Stuckey | 2445666 | 10 | 09/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Catharine Ann Dombrowski | 4694992 | 2 | 07/08/2008 | Customer Dispute | Closed-No Action | $6,061.00 | $0.00 | See FINRA Report |
| Paul Richard Dearden | 1368874 | 2 | 02/26/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Lewandoski | 2870828 | 2 | 10/05/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Christensen | 1379012 | 3 | 02/10/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |