Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth C Kondas | 2882129 | 1 | 05/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Parker Lenamon | 6822384 | 1 | 02/05/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert T Ventour | 2573739 | 1 | 11/05/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carmine J Lacognata | 1889505 | 3 | 07/12/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Owens Whittaker | 1836794 | 1 | 02/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stuart H Laake | 5198239 | 1 | 04/03/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Michael Marchetti | 3100798 | 1 | 06/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Catharine Ann Dombrowski | 4694992 | 2 | 07/03/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barbara Ann Koontz | 1487389 | 3 | 07/05/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Dosik | 1978544 | 3 | 11/01/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |