Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Institutional Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary E MacHado | 4319765 | 1 | 08/04/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ella Wood | 7562402 | 3 | 03/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Wood | 7562402 | 3 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Wood | 7562402 | 3 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Lamar Jones | 7210419 | 1 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Dinh | 4207967 | 1 | 04/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean B. Flaherty | 6503136 | 1 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Arthur Ferguson | 6014895 | 1 | 02/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Othelda Arye Spencer | 4705406 | 1 | 10/09/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Schneider | 6058224 | 2 | 08/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |