Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Institutional Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew R Werner | 5726084 | 1 | 08/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Christopher Baker | 4970834 | 1 | 04/01/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jeremy L Rich | 4233901 | 1 | 08/04/2011 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Michael J Yanocha | 4975107 | 1 | 10/01/2007 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Michael Burman | 3172032 | 1 | 05/07/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |