Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Institutional Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary E MacHado | 4319765 | 1 | 08/04/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ella Wood | 7562402 | 3 | 03/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Wood | 7562402 | 3 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Wood | 7562402 | 3 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Finney-Cooke | 3123220 | 2 | 09/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert M. Lee | 4626793 | 2 | 11/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert M. Lee | 4626793 | 2 | 11/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cody Lamar Jones | 7210419 | 1 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Dinh | 4207967 | 1 | 04/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean B. Flaherty | 6503136 | 1 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |