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FINRA Disclosures for George Edward Arocha

Our Staff has compiled our research into a database of FINRA Disclosures for George Edward Arocha. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Edward Arocha7294562308/16/2012Customer DisputeSettled$62,700.00$0.00See FINRA Report
George Edward Arocha7294562308/16/2012Customer DisputeSettled$188,347.00$0.00See FINRA Report
George Edward Arocha7294562308/16/2012Customer DisputeSettled$762,028.00$0.00See FINRA Report
George Edward Arocha7294562308/16/2012Customer DisputeSettled$1,213,810.00$0.00See FINRA Report
George Edward Arocha7294562311/14/2011Customer DisputeSettled$366,517.00$0.00See FINRA Report
George Edward Arocha7294562310/24/2011Customer DisputeSettled$630,000.00$0.00See FINRA Report
George Edward Arocha7294562310/24/2011Customer DisputeSettled$220,545.00$0.00See FINRA Report
George Edward Arocha7294562310/13/2011Customer DisputeSettled$129,690.00$0.00See FINRA Report
George Edward Arocha7294562309/19/2011Customer DisputeSettled$235,000.00$0.00See FINRA Report
George Edward Arocha7294562309/12/2011Customer DisputeSettled$51,231.00$0.00See FINRA Report

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