Our Staff has compiled our research into a database of FINRA Disclosures for George Edward Arocha. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Edward Arocha | 729456 | 23 | 08/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 10/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 04/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 01/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $62,700.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $188,347.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $762,028.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $1,213,810.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 07/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 06/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |