Our Staff has compiled our research into a database of FINRA Disclosures for George Edward Arocha. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $62,700.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $188,347.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $762,028.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $1,213,810.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 11/14/2011 | Customer Dispute | Settled | $366,517.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 10/24/2011 | Customer Dispute | Settled | $630,000.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 10/24/2011 | Customer Dispute | Settled | $220,545.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 10/13/2011 | Customer Dispute | Settled | $129,690.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 09/19/2011 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 09/12/2011 | Customer Dispute | Settled | $51,231.00 | $0.00 | See FINRA Report |