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FINRA Disclosures for Roger Lowell Wilkie

Our Staff has compiled our research into a database of FINRA Disclosures for Roger Lowell Wilkie. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roger Lowell Wilkie467135810/07/2010Customer DisputeSettled$2,270,000.00$0.00See FINRA Report
Roger Lowell Wilkie467135801/23/1992Customer DisputeSettled$800,000.00$0.00See FINRA Report

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