Our Staff has compiled our research into a database of FINRA Disclosures for Roger Lowell Wilkie. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roger Lowell Wilkie | 467135 | 8 | 10/07/2010 | Customer Dispute | Settled | $2,270,000.00 | $0.00 | See FINRA Report |
Roger Lowell Wilkie | 467135 | 8 | 01/23/1992 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |