Our Staff has compiled our research into a database of FINRA Disclosures for Roger Lowell Wilkie. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roger Lowell Wilkie | 467135 | 8 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Roger Lowell Wilkie | 467135 | 8 | 12/23/2002 | Customer Dispute | Denied | $116,000.00 | $0.00 | See FINRA Report |
Roger Lowell Wilkie | 467135 | 8 | 03/04/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |