Our Staff has compiled our research into a database of FINRA Disclosures for Roger Lowell Wilkie. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Lowell Wilkie | 467135 | 8 | 03/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Lowell Wilkie | 467135 | 8 | 10/07/2010 | Customer Dispute | Settled | $2,270,000.00 | $0.00 | See FINRA Report |
| Roger Lowell Wilkie | 467135 | 8 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger Lowell Wilkie | 467135 | 8 | 12/23/2002 | Customer Dispute | Denied | $116,000.00 | $0.00 | See FINRA Report |
| Roger Lowell Wilkie | 467135 | 8 | 03/04/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Lowell Wilkie | 467135 | 8 | 01/23/1992 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Roger Lowell Wilkie | 467135 | 8 | 01/11/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Lowell Wilkie | 467135 | 8 | 11/04/1988 | Customer Dispute | Award / Judgment | $423,545.00 | $25,000.00 | See FINRA Report |