Potomac Analytics' Logo

FINRA Disclosures for Ronald Wingkai Lam

Our Staff has compiled our research into a database of FINRA Disclosures for Ronald Wingkai Lam. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 2 out of 2 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald Wingkai Lam3067765506/29/2017Customer DisputeSettled$8,008.75$0.00See FINRA Report
Ronald Wingkai Lam3067765512/21/2015Customer DisputeSettled$0.00$0.00See FINRA Report

2 Results

Display: