Our Staff has compiled our research into a database of FINRA Disclosures for Ronald Wingkai Lam. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Wingkai Lam | 3067765 | 5 | 06/29/2017 | Customer Dispute | Settled | $8,008.75 | $0.00 | See FINRA Report |
| Ronald Wingkai Lam | 3067765 | 5 | 12/21/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Wingkai Lam | 3067765 | 5 | 10/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Wingkai Lam | 3067765 | 5 | 03/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Wingkai Lam | 3067765 | 5 | 04/26/2005 | Customer Dispute | Denied | $83,124.50 | $0.00 | See FINRA Report |