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FINRA Disclosures for Ronald Wingkai Lam

Our Staff has compiled our research into a database of FINRA Disclosures for Ronald Wingkai Lam. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald Wingkai Lam3067765506/29/2017Customer DisputeSettled$8,008.75$0.00See FINRA Report
Ronald Wingkai Lam3067765512/21/2015Customer DisputeSettled$0.00$0.00See FINRA Report
Ronald Wingkai Lam3067765503/17/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Ronald Wingkai Lam3067765504/26/2005Customer DisputeDenied$83,124.50$0.00See FINRA Report

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