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FINRA Disclosures for Eric Shawnyee Tom

Our Staff has compiled our research into a database of FINRA Disclosures for Eric Shawnyee Tom. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Shawnyee Tom18908231206/01/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Shawnyee Tom18908231204/19/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Shawnyee Tom18908231212/01/2014Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Shawnyee Tom18908231207/18/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Shawnyee Tom18908231205/02/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Shawnyee Tom18908231210/13/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Shawnyee Tom18908231205/13/2004Customer DisputeDenied$63,543.40$0.00See FINRA Report

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