Our Staff has compiled our research into a database of FINRA Disclosures for Eric Shawnyee Tom. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Shawnyee Tom | 1890823 | 12 | 11/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 11/09/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 06/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 04/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 08/19/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 12/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 07/26/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 07/18/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 05/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 10/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |