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FINRA Disclosures for Eric Shawnyee Tom

Our Staff has compiled our research into a database of FINRA Disclosures for Eric Shawnyee Tom. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Shawnyee Tom18908231207/26/2013Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Eric Shawnyee Tom18908231201/12/2006Customer DisputeClosed-No Action$9,615.54$0.00See FINRA Report

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