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FINRA Disclosures for Richard Glenn Shaw

Our Staff has compiled our research into a database of FINRA Disclosures for Richard Glenn Shaw. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard Glenn Shaw18700181402/16/2024Customer DisputePending$1,500,000.00$0.00See FINRA Report
Richard Glenn Shaw18700181402/16/2024Customer DisputePending$25,000.00$0.00See FINRA Report

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