Our Staff has compiled our research into a database of FINRA Disclosures for Richard Glenn Shaw. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Glenn Shaw | 1870018 | 14 | 02/16/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 02/16/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 06/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 05/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 04/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 04/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 02/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 02/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 12/21/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 10/11/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |