Our Staff has compiled our research into a database of FINRA Disclosures for Richard Glenn Shaw. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Glenn Shaw | 1870018 | 14 | 02/16/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 02/16/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 06/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 05/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 04/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 04/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 02/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 02/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 12/21/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 01/08/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |