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FINRA Disclosures for Alan Timothy Rodriguez

Our Staff has compiled our research into a database of FINRA Disclosures for Alan Timothy Rodriguez. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alan Timothy Rodriguez15925801507/10/2021Customer DisputeSettled$25,000.00$0.00See FINRA Report
Alan Timothy Rodriguez15925801505/24/2002Customer DisputeSettled$224,000.00$0.00See FINRA Report
Alan Timothy Rodriguez15925801501/24/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Alan Timothy Rodriguez15925801501/05/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Alan Timothy Rodriguez15925801512/04/2000Customer DisputeSettled$0.00$0.00See FINRA Report

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