Our Staff has compiled our research into a database of FINRA Disclosures for Alan Timothy Rodriguez. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Timothy Rodriguez | 1592580 | 15 | 07/10/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 08/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Timothy Rodriguez | 1592580 | 15 | 06/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Timothy Rodriguez | 1592580 | 15 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Timothy Rodriguez | 1592580 | 15 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Timothy Rodriguez | 1592580 | 15 | 03/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Timothy Rodriguez | 1592580 | 15 | 10/28/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 05/24/2002 | Customer Dispute | Settled | $224,000.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 04/05/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 08/13/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |