Our Staff has compiled our research into a database of FINRA Disclosures for Alan Timothy Rodriguez. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alan Timothy Rodriguez | 1592580 | 15 | 10/28/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alan Timothy Rodriguez | 1592580 | 15 | 08/13/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alan Timothy Rodriguez | 1592580 | 15 | 02/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |