Our Staff has compiled our research into a database of FINRA Disclosures for David Douglas Swanson. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Douglas Swanson | 1464923 | 9 | 05/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Douglas Swanson | 1464923 | 9 | 07/01/1996 | Customer Dispute | Settled | $505,323.00 | $0.00 | See FINRA Report |
| David Douglas Swanson | 1464923 | 9 | 07/01/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Douglas Swanson | 1464923 | 9 | 11/09/1988 | Customer Dispute | Settled | $14,420.80 | $0.00 | See FINRA Report |