Our Staff has compiled our research into a database of FINRA Disclosures for David Douglas Swanson. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Douglas Swanson | 1464923 | 9 | 04/10/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Douglas Swanson | 1464923 | 9 | 10/07/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Douglas Swanson | 1464923 | 9 | 10/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |