Our Staff has compiled our research into a database of FINRA Disclosures for David Douglas Swanson. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Douglas Swanson | 1464923 | 9 | 12/22/1999 | Customer Dispute | Award / Judgment | $10,325.00 | $4,126.55 | See FINRA Report |
| David Douglas Swanson | 1464923 | 9 | 07/22/1996 | Customer Dispute | Award / Judgment | $95,000,000.00 | $40,000.00 | See FINRA Report |