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FINRA Disclosures for Michael David Mathias

Our Staff has compiled our research into a database of FINRA Disclosures for Michael David Mathias. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael David Mathias13494062102/20/2018Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Michael David Mathias13494062111/02/2001Customer DisputeClosed-No Action$120,000.00$0.00See FINRA Report
Michael David Mathias13494062112/08/1997Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report

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