Our Staff has compiled our research into a database of FINRA Disclosures for Michael David Mathias. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael David Mathias | 1349406 | 21 | 02/20/2018 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
Michael David Mathias | 1349406 | 21 | 11/02/2001 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
Michael David Mathias | 1349406 | 21 | 12/08/1997 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |