Our Staff has compiled our research into a database of FINRA Disclosures for Michael David Mathias. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Mathias | 1349406 | 21 | 02/05/2003 | Customer Dispute | Award / Judgment | $2,889,920.00 | $87,785.70 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 04/14/1992 | Customer Dispute | Award / Judgment | $547,600.00 | $153,000.00 | See FINRA Report |