Our Staff has compiled our research into a database of FINRA Disclosures for Michael David Mathias. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Mathias | 1349406 | 21 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 02/20/2018 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 08/11/2017 | Customer Dispute | Settled | $433,687.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 05/12/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 01/02/2004 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 07/21/2003 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 07/17/2003 | Customer Dispute | Settled | $15,142.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 06/09/2003 | Customer Dispute | Denied | $284,800.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 02/05/2003 | Customer Dispute | Award / Judgment | $2,889,920.00 | $87,785.70 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 04/10/2002 | Customer Dispute | Settled | $22,066.00 | $0.00 | See FINRA Report |