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FINRA Disclosures for Karl Francis Birkenfeld

Our Staff has compiled our research into a database of FINRA Disclosures for Karl Francis Birkenfeld. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Karl Francis Birkenfeld13427201009/08/1997Customer DisputeSettled$40,453.10$0.00See FINRA Report
Karl Francis Birkenfeld13427201007/10/1997Customer DisputeSettled$324,538.00$0.00See FINRA Report

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