Our Staff has compiled our research into a database of FINRA Disclosures for Karl Francis Birkenfeld. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karl Francis Birkenfeld | 1342720 | 10 | 02/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karl Francis Birkenfeld | 1342720 | 10 | 07/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karl Francis Birkenfeld | 1342720 | 10 | 07/23/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karl Francis Birkenfeld | 1342720 | 10 | 03/18/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 09/08/1997 | Customer Dispute | Settled | $40,453.10 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 07/10/1997 | Customer Dispute | Settled | $324,538.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 03/21/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 06/28/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 08/18/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 05/16/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |