Our Staff has compiled our research into a database of FINRA Disclosures for Karl Francis Birkenfeld. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Karl Francis Birkenfeld | 1342720 | 10 | 03/18/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Karl Francis Birkenfeld | 1342720 | 10 | 03/21/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Karl Francis Birkenfeld | 1342720 | 10 | 06/28/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |