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FINRA Disclosures for Mark Fred Augusta

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Fred Augusta. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Fred Augusta13339132411/26/2001Customer DisputeFinal$3,300,000.00$0.00See FINRA Report
Mark Fred Augusta13339132404/23/2001Customer DisputeFinal$229,256.00$0.00See FINRA Report
Mark Fred Augusta13339132404/23/2001Customer DisputeFinal$514,845.00$0.00See FINRA Report
Mark Fred Augusta13339132412/21/2000Customer DisputeFinal$500,000.00$0.00See FINRA Report
Mark Fred Augusta13339132408/10/2000Customer DisputeFinal$312,000.00$0.00See FINRA Report
Mark Fred Augusta13339132408/09/2000Customer DisputeFinal$230,772.00$0.00See FINRA Report
Mark Fred Augusta13339132407/10/2000Customer DisputeFinal$45,000.00$0.00See FINRA Report

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