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FINRA Disclosures for Mark Fred Augusta

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Fred Augusta. Search or filter the database to find more about this broker.

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Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Fred Augusta13339132404/22/2024Customer DisputeDenied$5,000.00$0.00See FINRA Report
Mark Fred Augusta13339132403/24/2021Customer DisputeSettled$250,000.00$0.00See FINRA Report
Mark Fred Augusta13339132408/31/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Fred Augusta13339132405/01/2020Customer DisputeSettled$50,000.00$0.00See FINRA Report
Mark Fred Augusta13339132402/13/2019Customer DisputeSettled$398,832.00$0.00See FINRA Report
Mark Fred Augusta13339132408/27/2018Customer DisputeSettled$97,774.00$0.00See FINRA Report
Mark Fred Augusta13339132407/16/2018Customer DisputeSettled$375,000.00$0.00See FINRA Report
Mark Fred Augusta13339132403/19/2018Customer DisputeSettled$150,000.00$0.00See FINRA Report
Mark Fred Augusta13339132410/17/2016Customer DisputeSettled$33,648.00$0.00See FINRA Report
Mark Fred Augusta13339132401/06/2016Customer DisputeSettled$10,000.00$0.00See FINRA Report

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