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FINRA Disclosures for Mark Fred Augusta

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Fred Augusta. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Fred Augusta13339132405/26/2015Customer DisputeAward / Judgment$0.00$1,797,050.00See FINRA Report
Mark Fred Augusta13339132408/17/2000Customer DisputeAward / Judgment$0.00$168,400.00See FINRA Report
Mark Fred Augusta13339132407/10/2000Customer DisputeAward / Judgment$377,000.00$41,250.00See FINRA Report
Mark Fred Augusta13339132406/13/2000Customer DisputeAward / Judgment$230,000.00$833,125.00See FINRA Report

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