Our Staff has compiled our research into a database of FINRA Disclosures for Richard Jay Bernstein. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jay Bernstein | 1113777 | 8 | 02/21/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 01/15/2019 | Customer Dispute | Settled | $175,500.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 11/04/2008 | Customer Dispute | Settled | $14,306.20 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |