Our Staff has compiled our research into a database of FINRA Disclosures for Richard Jay Bernstein. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jay Bernstein | 1113777 | 8 | 06/22/1994 | Customer Dispute | Award / Judgment | $60,000.00 | $91,200.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 12/01/1992 | Customer Dispute | Award / Judgment | $600,000.00 | $31,300.00 | See FINRA Report |