Our Staff has compiled our research into a database of FINRA Disclosures for Richard Jay Bernstein. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jay Bernstein | 1113777 | 8 | 02/21/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 01/15/2019 | Customer Dispute | Settled | $175,500.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 12/29/2009 | Customer Dispute | Closed-No Action | $25,555.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 11/04/2008 | Customer Dispute | Settled | $14,306.20 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 10/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 06/22/1994 | Customer Dispute | Award / Judgment | $60,000.00 | $91,200.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 12/01/1992 | Customer Dispute | Award / Judgment | $600,000.00 | $31,300.00 | See FINRA Report |