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FINRA Awards for Arvest Asset Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0210810/07/2010Claimant(s): Lyn Ashlock
Claimant Lawyers(s): Michael C. Woodward
Respondent(s): Amy Cady, Arvest Asset Management
Respondent Lawyers(s): James R. Polan
Arbitrator(s): Ann Blaess Kimball
Hearing Site: Oklahoma City, OK
Checkmark IconStipulated Award and Expungement

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