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FINRA Awards for Colette F. Stone

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0250603/19/2012Claimant(s): Margaux Loretz, Michael Loretz, Stone & Associates APC Profit Sharing Pl
Claimant Lawyers(s): Colette F. Stone
Respondent(s): George Sellers, James Brandt, UBS Financial Services Inc., Robert Schneider
Respondent Lawyers(s): Julie A. Cole
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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