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FINRA Awards for Jennifer R. Willey

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0179305/02/2013Claimant(s): Donald Soards
Claimant Lawyers(s): Donald E. Soards
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): James B. Eichberg, Ronald G. Guida, David L. Erickson
Hearing Site: Albuquerque, NM
Checkmark Icon$0
12-0140012/28/2012Claimant(s): Steven Jay
Claimant Lawyers(s): Steven A. Jay
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): A. Joel Klein
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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