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FINRA Awards for Gordon M. Wase

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Displaying 41-42 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0285308/17/2010Claimant(s): Richard Osman
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): James Weslow, Richard Plant
Respondent Lawyers(s): Edward E. Sharkey
Arbitrator(s): Richard A Compisi, Gordon M. Wase, Thomas E. Maloney
Hearing Site: Baltimore, MD
09-0419602/01/2010Claimant(s): Francis LaLuna
Claimant Lawyers(s): Francis J. LaLuna
Respondent(s): ING Investment Management Services LLC
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
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