Potomac Analytics' Logo

FINRA Awards for Harley Investments.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0538511/28/2012Claimant(s): Angelica Gavaldon, Sergio Gavaldon, Harley Investments., S&A Investments.
Claimant Lawyers(s): Robert M. Traylor
Respondent(s): Stanchart Securities International., Standard Chartered Bank International, Standard Chartered International (USA)
Respondent Lawyers(s): Ricardo Gonzalez
Arbitrator(s): Lisa M. Roth, E. Milton Frosburg, Gino Dante Serpe
Hearing Site: San Diego, CA
Checkmark Icon$0

1 Results

Display: