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FINRA Awards for Cetera Investment Services LLC.

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0234711/06/2018Claimant(s): Ji Qiao Liang and Yuet Chun F Liang JT
Claimant Lawyers(s): Sherwin S Louie
Respondent(s): Carmen Iao, Cetera Investment Services LLC.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Honolulu, HI
Checkmark Icon$1,016

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