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FINRA Awards for Gustavo M. Vasquez

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0022708/26/2009Claimant(s): Gustavo M. and Magaly Eliza Vasquez
Claimant Lawyers(s): Gustavo M. Vasquez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon Smith
Arbitrator(s): Arnold Samuel Tesh
Hearing Site: Washington, DC
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