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FINRA Awards for The Polk Family 2000 Descendants Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0295007/16/2015Claimant(s): The Polk Family 2000 Descendants Trust
Claimant Lawyers(s): Jerald L. Moss
Respondent(s): Stifel, Nicolaus & Co.., Kenneth Reeves
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Jason C. Blackford
Hearing Site: Cleveland, OH
Checkmark Icon$143,470

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