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FINRA Awards for Steven D. Oppenheim

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0019007/08/2016Claimant(s): David Alvarez, George Medina, Pablo Quesnel
Claimant Lawyers(s): Alexander M. Dudelson
Respondent(s): WallachBeth Capital LLC
Respondent Lawyers(s): Steven D. Oppenheim
Arbitrator(s): Steven J. Petrie, Raymond Nardo, Ellyn S. Roth
Hearing Site: New York, NY

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