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FINRA Awards for Gino Dante Serpe

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0347012/02/2008Claimant(s): Daniel Hurley
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Mark Moskowitz, Northeast Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Mark J. Moskowitz
Arbitrator(s): Franklin G. Allen, James O. Johnson, Gino Dante Serpe
Hearing Site: San Diego, CA
Checkmark Icon$80,000

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