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FINRA Awards for Jerry Nichols

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0222208/08/2013Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Jerry Nichols
Respondent Lawyers(s): Jerry Lee Nichols
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ

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