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FINRA Awards for Ruby Maddox

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0067703/27/2017Claimant(s): Ruby Maddox
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates., Kathleen Tarr
Respondent Lawyers(s): G. Thomas Fleming, Paul W. Thomas
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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